1099-DIV: If you received a dividend of more than $10.00, a 1099-DIV would be mailed to the address of record for your account by February 1st* of the year following the year the dividends were paid. If you received dividends of less than $10.00, a 1099-DIV may not be issued.
1099-B: If you sold shares, a 1099-B would be mailed to the address of record for your account by February 15th* of the year following the sale.
*If these dates fall on a weekend, the forms will be mailed the following business day.